Understanding FINRA Fingerprinting Requirements: Strengthening Investor Protection

In the realm of financial services, maintaining the highest level of trust and integrity is paramount. To ensure investor protection and uphold market integrity, regulatory bodies like the Financial Industry Regulatory Authority (FINRA) implement robust measures. One such important requirement is FINRA’s fingerprinting requirement, designed to enhance background checks and safeguard investors’ interests. In this blog post, we will explore the significance of FINRA’s fingerprinting requirements, the process involved, and how it contributes to maintaining a trustworthy financial marketplace.

1. Preparation: The individual being fingerprinted places their fingers on the scanner’s glass plate. The glass plate is clean and free of debris to ensure that the scanner can capture high-quality images.
2. Image Capture: The scanner takes multiple images of each finger, capturing the unique pattern of ridges and valleys on the fingertip. A livescan fingerprint scanner uses either optical or capacitive technology to capture the images.
3. Image Processing: The scanner then processes the images to enhance the quality and clarity of the fingerprint images. There may be additional processing in the software used to capture the image from the scanner.

In summary, a livescan fingerprint scanner works by capturing digital images of fingerprints. This technology has largely replaced traditional ink fingerprinting methods, as it is more efficient, accurate, and makes it easier to store and access digital fingerprint data.

At Alabama Fingerprint Solutions we use a livescan system to capture most fingerprints. Occasionally, we get a client who has been told that only ink impression fingerprints are acceptable. We can do those in some of our locations.

So, whichever method you need for your fingerprints, we can help. Use the button below to set up an appointment for fingerprinting services.